Mission
FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.
Public Charity
Financial Industry Regulatory Authority Inc
Financial Industry Regulatory Authority Inc is a nonprofit organization categorized as Public Charity based in ROCKVILLE, MD. Its most recent IRS filing (2024) reports revenue of $2.6B, expenses of $3.0B, total assets of $3.1B.
EIN: 530088710
ROCKVILLE, MD
Latest filing: 2024
Total Revenue$2.6B
Total Expenses$3.0B
Total Assets$3.1B
Grant Records0
Filing Years2019–2024
Officers & Directors
Board Member
Camille M Busette
BOARD MEMBER - as of 9/13/24
Cyrus Amir-Mokri
BOARD MEMBER
Deborah Bailey
BOARD MEMBER
Derrick Roman
BOARD MEMBER - AS OF 9/17/24
Eric Schimpf
CHAIRPERSON
Eric W Noll
Officer compensation and complete director data available with membership.
Financial Trends
| Year | Revenue | Expenses | Assets |
|---|---|---|---|
| 2024 | $2.6B | $3.0B | $3.1B |
| 2023 | $1.6B | $2.1B | $2.5B |
| 2022 | $1.7B | $2.2B | $2.8B |
| 2020 | $1.8B | $2.1B | $2.5B |
| 2019 | $1.3B | $1.5B | $2.2B |
Between 2019 and 2024, reported annual revenue grew from $1.3B to $2.6B (+98%), with total assets most recently reported at $3.1B.
Interactive year-over-year charts and full filing details available with membership.