Public Charity

SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION

Based in NEW YORK, NY, SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION operates as a Public Charity. The organization reported $61.8M in revenue, $62.3M in expenses, $80.9M in total assets for fiscal year 2024. Imperigo tracks 98 reported grants from this foundation totaling approximately $1.8M.

EIN: 320178959 NEW YORK, NY Latest filing: 2024
Total Revenue$61.8M
Total Expenses$62.3M
Total Assets$80.9M
Grants Given98
Grant Total$1.8M
Filing Years2020–2024

Mission

SEE SCHEDULE OSIFMA IS THE LEADING TRADE ASSOCIATION FOR BROKER-DEALERS, INVESTMENT BANKS AND ASSET MANAGERS OPERATING IN THE U.S. AND GLOBAL CAPITAL MARKETS. ON BEHALF OF OUR INDUSTRY'S ONE MILLION EMPLOYEES, WE ADVOCATE ON LEGISLATION, REGULATION AND BUSINESS POLICY AFFECTING RETAIL AND INSTITUTIONAL INVESTORS, EQUITY AND FIXED INCOME MARKETS AND RELATED PRODUCTS AND SERVICES. WE SERVE AS AN INDUSTRY COORDINATING BODY TO PROMOTE FAIR AND ORDERLY MARKETS, INFORMED REGULATORY COMPLIANCE, AND EFFICIENT MARKET OPERATIONS AND RESILIENCY. WE ALSO PROVIDE A FORUM FOR INDUSTRY POLICY AND PROFESSIONAL DEVELOPMENT.

Sample Grants Given

CAMBRIDGE, MA · 2023
PROGRAM SUPPORT
$55,000
NEW YORK, NY · 2023
PROGRAM SUPPORT
$20,000
WASHINGTON, DC · 2023
PROGRAM SUPPORT
$15,000
ALEXANDRIA, VA · 2023
PROGRAM SUPPORT
$12,000
WASHINGTON, DC · 2023
PROGRAM SUPPORT
$10,000

Showing up to 5 of 98 total records — full history available with membership.

Officers & Directors

DIRECTOR (AS OF 04/2024) Althea Brown
DIRECTOR (THRU 01/2024) Andy Saperstein
DIRECTOR (AS OF 11/2023) Ann Fogarty
DIRECTOR Brendan Reilly
DIRECTOR (AS OF 11/2023) Brent Gledhill
MANAGING DIRECTOR Carter K Mcdowell

Officer compensation and complete director data available with membership.

Top Grant Purposes

PROGRAM SUPPORT
$1,819,197 97 grants
CONFERENCE SPONSOR FUNDED SUPPORT
$8,900 1 grant

Financial Trends

Year Revenue Expenses Assets
2024 $61.8M $62.3M $80.9M
2023 $60.3M $57.5M $72.9M
2022 $54.8M $53.4M $45.5M
2021 $47.7M $49.3M $42.8M
2020 $45.4M $50.3M $44.1M

Between 2020 and 2024, reported annual revenue grew from $45.4M to $61.8M (+36%), with total assets most recently reported at $80.9M.

Interactive year-over-year charts and full filing details available with membership.

Grant Geography

Grants from this foundation were reported to recipients in AZ, CO, DC, MA, MD, MN, and 3 other states.

AZCODCMAMDMNNYTNVA

Full geographic grant map with state-by-state breakdown available with membership.

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